Investor Protection
Investment firms like Capital Venture Trades adhere to financial regulations. In the UK, this encompasses MiFID II and other relevant regulations. Such oversight adds an extra layer of security for investors, ensuring that financial institutions comply with established rules and standards.
Enhanced Investor Protection Through Regulatory Oversight
Investors benefit from up to $100,000 protection under the investor compensation scheme.
Your assets are held separately from those of Capital Venture Trades.
Protection of Investor Assets
At Capital Venture Trades, meticulous record-keeping and account management take precedence. We maintain a clear distinction between Notes and investor funds and any assets owned by our firm. To ensure this, we conduct regular internal record reconciliation and enforce robust controls to minimize the risk of loss for our investors.
Investors’ financial instruments are securely held in their individual accounts, completely separate from our firm’s assets.
Investors’ funds are held in dedicated accounts within EU-licensed banks. These funds are solely used for executing investors’ orders, including investments and withdrawals, as well as covering applicable fees and charges payable to Capital Venture Trades. Importantly, they are kept separate from our firm’s assets, safeguarding them from any claims by creditors.
User-friendly Presentation of Information for Investors
Tailored and Relevant Product Offerings
At Capital Venture Trades, we have a responsibility to shield investors from assuming excessive risks by carefully evaluating their unique circumstances.
In line with regulatory standards, Capital Venture Trades ensures investors are fully informed about the inherent risks associated with our investment products. We also assess whether these products align with their financial situation, expectations, objectives, and level of knowledge and experience.
The results of this evaluation determine which products and services are suitable for the investor. It’s important to note that investing with Capital Venture Trades carries risks and may not be suitable for those seeking to preserve capital exclusively.
